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Legal Opinion

Fed. Sec. L. Rep. P 98,646 Securities and Exchange Commission v. Michael A. Maio and Patricia C. Ladavac

Court of Appeals for the Seventh Circuit

Decided March 21, 1995No. 94-1233, 94-1234PublishedCited by 55 opinions

1Opinion of the Court

MANION, Circuit Judge.

The Securities and Exchange Commission brought a civil enforcement action against Michael Máio (“Maio”), Patricia C. Ladavac (“Ladavac”), and others, alleging that they violated federal securities laws by trading on the basis of material non-public information. The matter was tried before the district court which agreed with the SEC, entered judgment against the defendants, and assessed fines and penalties. Maio and Lada-vac appeal. We affirm the district court.

I. Facts

In June and July of 1988, Louis P. Ferrero («Perrero”) the chairman, president, and chief executive…

2Cases cited28 opinions

  1. Basic Inc. v. LevinsonSupreme Court of the United States · 1988
  2. Chiarella v. United StatesSupreme Court of the United States · 1980
  3. Dirks v. Securities & Exchange CommissionSupreme Court of the United States · 1983
  4. Ruth Panter v. Marshall Field & Co., Richard Weiss v. Marshall Field & Co.Court of Appeals for the Seventh Circuit · 1981
  5. Schreiber v. Burlington Northern, Inc.Supreme Court of the United States · 1985

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3Cited by55 opinions

  1. United States v. O'HaganSupreme Court of the United States · 1997
  2. George Semerenko v. Cendant Corp. Walter A. Forbes E. Kirk Shelton Cosmo Corigliano Christopher K. McLeod Ernst & Young LLP George Semerenko, Individually and on Behalf of All Others Similarly Situated, P. Schoenfeld Asset Management Llc, on Behalf of Itself and All Others Similarly Situated v. Cendant Corp. Walter A. Forbes E. Kirk Shelton Cosmo Corigliano Christopher K. McLeod Ernst & Young LLPCourt of Appeals for the Third Circuit · 2000
  3. United States Securities & Exchange Commission v. GinsburgCourt of Appeals for the Eleventh Circuit · 2004
  4. United States Securities & Exchange Commission v. Pirate Investor LLCCourt of Appeals for the Fourth Circuit · 2009
  5. James D. Massey and Dennis E. Murray, Sr. v. Merrill Lynch & Co., Inc.Court of Appeals for the Seventh Circuit · 2006

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