Legal Opinion

Coons v. Kidder, Peabody & Co., Inc.

District Court, S.D. New York

Decided May 26, 1982No. 82 Civ. 734 (RLC)PublishedCited by 6 opinions

1Opinion of the Court

OPINION

ROBERT L. CARTER, District Judge.

Defendant Kidder, Peabody & Co., Inc. (“Kidder”) moves to dismiss plaintiffs’ complaint pursuant to Rule 12(b)(1), (6), F.R. Civ.P., or, in the alternative, to stay this action pending arbitration of plaintiffs’ claims in accordance with Section 3 of the Federal Arbitration Act, 9 U.S.C. § 3. The complaint sets forth three causes of action, one for damages under § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and Rule 10b-6, 17 C.F.R. § 240.-10b-5, promulgated thereunder, and two pendant state claims.

Richard F. Coons and Julian H.…

2Cases cited16 opinions

  1. Superintendent of Insurance of New York v. Bankers Life & Casualty Co.Supreme Court of the United States · 1971
  2. Fed. Sec. L. Rep. P 94,853 John Schlick v. Penn-Dixie Cement CorporationCourt of Appeals for the Second Circuit · 1974
  3. Goldberg v. MeridorCourt of Appeals for the Second Circuit · 1977
  4. Securities and Exchange Commission v. Texas Gulf Sulphur Co., a Texas Corporation, Charles F. Fogarty, Richard D. Mollison, Walter Holyk, Kenneth H. Darke, Francis G. Coates, Claude O. Stephens, John A. Murray, Earl L. Huntington, and Harold B. Kline, Defendants- Securities and Exchange Commission v. David M. Crawford and Richard H. ClaytonCourt of Appeals for the Second Circuit · 1968
  5. Percy D. AYRES, Appellant, v. MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.Court of Appeals for the Third Circuit · 1976

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3Cited by6 opinions

  1. In Re Catanella and EF Hutton and Co.District Court, E.D. Pennsylvania · 1984
  2. Foltz v. U.S. News & World Report, Inc.District Court, District of Columbia · 1986
  3. Jaksich v. Thomson McKinnon Securities, Inc.District Court, S.D. New York · 1984
  4. Apex Oil Co. v. DiMauroDistrict Court, S.D. New York · 1986
  5. Benson v. RMJ Securities Corp.District Court, S.D. New York · 1988

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