Legal Opinion
Percy D. AYRES, Appellant, v. MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Court of Appeals for the Third Circuit
Decided June 28, 1976No. 75-2007PublishedCited by 75 opinions
1Opinion of the Court
OPINION OF THE COURT
VAN DUSEN, Circuit Judge.
This is an appeal from a district court judgment entered July 7, 1975, confirming a decision rendered by arbitrators of the New York Stock Exchange (“NYSE”). The principal question involves the applicability and validity of an Exchange arbitration rule in the context of a dispute arising under § 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder.1 For the reasons set forth below, we vacate the judgment of the district court and remand for further proceedings.
During a period, from 1945-1970, plaintiff-appellant, Percy…
2Cases cited20 opinions
- United Steelworkers v. Warrior & Gulf Navigation Co.Supreme Court of the United States · 1960
- Alexander v. Gardner-Denver Co.Supreme Court of the United States · 1974
- Scherk v. Alberto-Culver Co.Supreme Court of the United States · 1974
- Wilko v. SwanSupreme Court of the United States · 1953
- Bernhardt v. Polygraphic Co. of America, Inc.Supreme Court of the United States · 1956
15 more not listed; retrieve them via the Exa API.
3Cited by75 opinions
- Fed. Sec. L. Rep. P 96,861 Gerald Mansbach v. Prescott, Ball & TurbenCourt of Appeals for the Sixth Circuit · 1979
- Keating v. Superior CourtCalifornia Supreme Court · 1982
- Stacy Ryan v. Constance RyanCourt of Appeals for the Eighth Circuit · 2018
- Barrowclough v. Kidder, Peabody & Co.Court of Appeals for the Third Circuit · 1985
- Barry Drayer v. Sidney Krasner, Leonard Miller, H. Hentz & Co., Inc. And Shearson Hayden Stone Inc.Court of Appeals for the Second Circuit · 1978
70 more not listed; retrieve them via the Exa API.