Legal Opinion
SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Appellee, v. James E. MacDONALD, Jr., Defendant, Appellant
Court of Appeals for the First Circuit
Decided February 1, 1983No. 81-1356, 81-1513 and 81-1514PublishedCited by 92 opinions
1Opinion of the Court
OPINION EN BANC1
BAILEY ALDRICH, Senior Circuit Judge.
In this proceeding brought by the Securities Exchange Commission (SEC), defendant James E. MacDonald, Jr. was ordered by the district court to disgorge profits of $53,012 realized on the purchase and subsequent sale of 9,600 shares of Realty Income Trust (RIT) stock. The court, sitting without jury, found that defendant violated the antifraud provisions of the Securities Exchange Act of 1934, section 10(b), 15 U.S.C. § 78j(b), and SEC Rule 10b-5 promulgated thereunder, 17 C.F.R. § 240.10b-5, by making the purchases without disclosing…
2Cases cited20 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- Chiarella v. United StatesSupreme Court of the United States · 1980
- Aaron v. Securities & Exchange CommissionSupreme Court of the United States · 1980
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3Cited by92 opinions
- Shaw v. Digital Equipment Corp.Court of Appeals for the First Circuit · 1996
- Securities and Exchange Commission v. First City Financial Corporation, Ltd.Court of Appeals for the First Circuit · 1989
- Fed. Sec. L. Rep. P 95,379 Marian W. Short v. Belleville Shoe Manufacturing CompanyCourt of Appeals for the Seventh Circuit · 1990
- Fed. Sec. L. Rep. P 98,813 Securities and Exchange Commission v. Ratilal K. PatelCourt of Appeals for the Second Circuit · 1995
- In Re MicroStrategy, Inc. Securities LitigationDistrict Court, E.D. Virginia · 2000
87 more not listed; retrieve them via the Exa API.