Legal Opinion
United States Securities and Exchange Commission v. Carebourn Capital, L.P.
District Court, D. Minnesota
Decided September 27, 2023No. 0:21-cv-02114Unknown
1Opinion
UNITED STATES DISTRICT COURT DISTRICT OF MINNESOTA United States Securities and Exchange No. 21-cv-2114 (KMM/JFD) Commission, Plaintiff, MEMORANDUM OPINION v. AND ORDER Carebourn Capital, L.P.; Carebourn Partners, LLC, Relief Defendant; and Chip Alvin Rice; Defendants. The Securities and Exchange Commission (“SEC”) brought this action against Defendants Carebourn Capital, L.P., Carebourn Partners, LLC, and Chip Alvin Rice, alleging that they bought and sold billions of newly issued shares of microcap securities, but did so without registering as or associating with a “dealer” as required by…
2Cases cited31 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
- Matsushita Electric Industrial Co., Ltd. v. Zenith Radio CorporationSupreme Court of the United States · 1986
- Satcher v. UNIVERSITY OF ARK. AT PINE BLUFF BD.Court of Appeals for the Eighth Circuit · 2009
- Irma BARGE, Plaintiff-Appellant, v. ANHEUSER-BUSCH, INC., Defendant-AppelleeCourt of Appeals for the Eighth Circuit · 1996
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