Legal Opinion
Lawrence v. Richman Group Capital Corp.
District Court, D. Connecticut
Decided March 4, 2005No. 3:03 CV 850(JBA), 3:04 CV 166(JBA)PublishedCited by 5 opinions
1Opinion of the Court
Rulings on Defendant’s Motion to Dismiss [Doc. #104]; Plaintiff’s Motion to Add Defendants [Doc. # 100]; and Defendants’ Motion to Strike [Doc. # 102]
ARTERTON, District Judge.
Plaintiff John R. Lawrence (“Lawrence”) is licensed as a Series 7 General Securities Registered Representative with the National Association of Securities Dealers, Inc. (“NASD”). His claims in this action arise out of defendants’ use of other representatives to market TRG investment funds, which Lawrence alleges is contrary to his mutual exclusivity agreement with defendants, and deprived him of commissions to which he…
2Cases cited18 opinions
- Gomez v. ToledoSupreme Court of the United States · 1980
- Leonard F. v. Israel Discount Bank of New York, and the Metropolitan Life Insurance CompanyCourt of Appeals for the Second Circuit · 1999
- Kailash C. Pani, M.D., and Kailash C. Pani, M.D., P.C. v. Empire Blue Cross Blue ShieldCourt of Appeals for the Second Circuit · 1998
- Cheshire Mortgage Service, Inc. v. MontesSupreme Court of Connecticut · 1992
- Commissioner v. ClarkSupreme Court of the United States · 1989
13 more not listed; retrieve them via the Exa API.
3Cited by5 opinions
- Lawrence v. RICHMAN GROUP OF CT LLCCourt of Appeals for the Second Circuit · 2010
- Lawrence v. Richman Group of Connecticut, LLCDistrict Court, D. Connecticut · 2005
- MacLennan v. Provident Life & Accident InsuranceDistrict Court, D. Connecticut · 2009
- Meza v. Merritt River Partners LLCDistrict Court, D. Connecticut · 2020
- Rhee v. Sante VenturesDistrict Court, S.D. New York · 2023