Legal Opinion
Securities & Exchange Commission v. Republic National Life Insurance
District Court, S.D. New York
Decided October 18, 1974No. 74 Civ. 1097 (MP)PublishedCited by 5 opinions
1Opinion of the Court
MEMORANDUM
POLLACK, Distict Judge.
This is a Rule 12 motion by the SEC to dismiss the counterclaim of Peat, Marwick, Mitchell & Company (“PMM”) on the ground that the court .lacks jurisdiction over the subject matter of the claim.
The counterclaim concerns the alleged obligation of the SEC to release to independent public accountants upon their inquiry information obtained by the SEC which would be material to the accountants’ examinations of financial statements required by statute to be filed with the SEC.
With respect to PMM, the SEC complaint concerns the 1970 through 1972 financials filed by…
2Cases cited15 opinions
- Joint Anti-Fascist Refugee Committee v. McGrathSupreme Court of the United States · 1951
- National Labor Relations Board v. Nash-Finch Co.Supreme Court of the United States · 1971
- Fed. Sec. L. Rep. P 94,017 Securities and Exchange Commission, and Cross-Appellant v. Brigadoon Scotch Distributing Co., and Cross-AppelleesCourt of Appeals for the Second Circuit · 1973
- Holmes v. EddyCourt of Appeals for the Fourth Circuit · 1965
- The Wolf Corporation v. Securities and Exchange CommissionCourt of Appeals for the D.C. Circuit · 1963
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3Cited by5 opinions
- Gas Sensing Technology Corporation, a Wyoming Corporation D/B/A Welldog v. New Horizon Ventures Pty Ltd, as Trustee of the Linklater Family Trust and Ewan Meldrum, as Trustee of the Meldrum Family TrustWyoming Supreme Court · 2020
- Warren, Little & Lund, Inc. v. Max J. Kuney Co.Washington Supreme Court · 1990
- United States v. FerrariniDistrict Court, S.D. New York · 1998
- Board of Education of Evanston Township High School District No. 202 v. Admiral Heating & Ventilation, Inc.District Court, N.D. Illinois · 1981
- Securities & Exchange Commission v. American Free Enterprise InstituteDistrict Court, D. Arizona · 1984