Legal Opinion
Securities & Exchange Commission v. American Free Enterprise Institute
District Court, D. Arizona
Decided January 4, 1984No. Civ. 83-1903 PHX-CAMPublishedCited by 2 opinions
1Opinion of the Court
MUECKE, Chief Judge.
This enforcement action was brought pursuant to Section 20(b) of the Securities Act of 1983, 15 U.S.C. § 77t(b) and Sections 21(d) and (e) of the Securities Exchange Act of 1934, 15 U.S.C. § 78u(d) and (e). In its complaint, the Commission alleged that The American Free Enterprise Institute (hereinafter TAFEI) had been and was about to engage in numerous acts and practices in violation' of registration and antifraud provisions of the securities laws.
Specifically, the Commission alleged that the defendants are engaged in the business of “selling the opportunity to become…
2Cases cited8 opinions
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- Fed. Sec. L. Rep. P 97,588 Securities and Exchange Commission v. Stephen MurphyCourt of Appeals for the Ninth Circuit · 1980
- Ronald E. Galella v. Jacqueline Onassis, John Walsh, and United States of America, Intervenor-AppelleeCourt of Appeals for the Second Circuit · 1973
- Fed. Sec. L. Rep. P 96,351 Securities and Exchange Commission v. Commonwealth Chemical Securities, Inc.Court of Appeals for the Second Circuit · 1978
- Securities & Exchange Commission v. Asset Management Corp.District Court, S.D. Indiana · 1978
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3Cited by2 opinions
- Securities & Exchange Commission v. Electronics Warehouse, Inc.District Court, D. Connecticut · 1988
- Securities & Exchange Commission v. Prudential Securities Inc.District Court, District of Columbia · 1997