Legal Opinion
Coffey v. Dean Witter Reynolds, Inc.
Court of Appeals for the Tenth Circuit
Decided December 5, 1989No. 88-2286PublishedCited by 16 opinions
1Opinion of the Court
LOGAN, Circuit Judge.
Plaintiff Florabelle Coffey brought suit under § 10(b) of the Securities Exchange Act of 1934 (Exchange Act), 15 U.S.C. § 78j(b), and SEC Rule 10b-5 promulgated thereunder, 17 C.F.R. § 240.10b-5, against defendants Dean Witter Reynolds, Inc. (Dean Witter) and Jeffrey Hines, a Dean Witter account executive.1 Defendants moved to compel arbitration of the federal claims, but the trial court denied the motion based on Wilko v. Swan, 346 U.S. 427, 74 S.Ct. 182, 98 L.Ed. 168 (1953) (agreements to arbitrate federal securities claims void under Securities Act of 1933), overruled,…
2Cases cited21 opinions
- Moses H. Cone Memorial Hospital v. Mercury Construction Corp.Supreme Court of the United States · 1983
- Mitsubishi Motors Corp. v. Soler Chrysler-Plymouth, Inc.Supreme Court of the United States · 1985
- Volt Info. Sciences, Inc. v. Bd. of Trustees of Leland Stanford Jr. U.Supreme Court of the United States · 1989
- Rodriguez De Quijas v. Shearson/American Express, Inc.Supreme Court of the United States · 1989
- Shearson/American Express Inc. v. McMahonSupreme Court of the United States · 1987
16 more not listed; retrieve them via the Exa API.
3Cited by16 opinions
- Robert L. Zink v. Merrill Lynch Pierce Fenner & Smith, Inc. Peter A. ChildsCourt of Appeals for the Tenth Circuit · 1993
- Fed. Sec. L. Rep. P 95,610 Joe Goldberg v. Bear, Stearns & Co., Inc., and Michael S. GorinskyCourt of Appeals for the Eleventh Circuit · 1990
- 99 Commercial Street, Inc. v. GoldbergDistrict Court, S.D. New York · 1993
- Herbert B. Wiepking Lydia O. Wiepking v. Prudential-Bache Securities, Inc. William B. EverhartCourt of Appeals for the Sixth Circuit · 1991
- Board of Trustees of the City of Delray Beach Police & Firefighters Retirement System v. Citigroup Global Markets Inc.Court of Appeals for the Eleventh Circuit · 2010
11 more not listed; retrieve them via the Exa API.