Legal Opinion
Securities & Exchange Commission v. Washington Investment Network
Court of Appeals for the D.C. Circuit
Decided February 6, 2007No. 05-5433PublishedCited by 14 opinions
1Opinion of the Court
Opinion for the Court filed by Circuit Judge BROWN.
BROWN, Circuit Judge.
Appellants ask us to reverse the district court’s finding that appellant Washington Investment Network (“WIN”) violated sections 203(f), 206(1), and 206(2) of the Investment Advisers Act of 1940 (the “Act”), 15 U.S.C. §§ 80b-3(f), 80b-6(1), and 80b-6(2), and that appellant Robert Radano aided and abetted those violations. Appellants also seek to vacate the district court’s injunction and reverse the imposition of penalties. Because the district court’s factual findings are not clearly erroneous, and because we find no…
2Cases cited12 opinions
- Anderson v. City of Bessemer CitySupreme Court of the United States · 1985
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
- United States v. Microsoft Corp.Court of Appeals for the D.C. Circuit · 2001
- Securities & Exchange Commission v. Banner Fund InternationalCourt of Appeals for the D.C. Circuit · 2000
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3Cited by14 opinions
- United States v. Philip Morris USA Inc.Court of Appeals for the D.C. Circuit · 2009
- Securities & Exchange Commission v. GrussDistrict Court, S.D. New York · 2012
- NA of Private Fund Managers v. SECCourt of Appeals for the Fifth Circuit · 2024
- Joseph v. Equity Edge, LLCColorado Court of Appeals · 2008
- Living Benefits Asset Mgmt., L.L.C. v. Kestrel Aircraft Co. (In Re Living Benefits Asset Mgmt., L.L.C.)Court of Appeals for the Fifth Circuit · 2019
9 more not listed; retrieve them via the Exa API.