Legal Opinion

Lindell v. Waddell & Reed, Inc.

District Court, W.D. Michigan

Decided April 16, 1997No. 1:97 CV 74PublishedCited by 1 opinion

1Opinion of the Court

OPINION

ENSLEN, Chief Judge.

This action to enforce an arbitration award pertains to the sale of securities by a member of the National Association of Securities Dealers (“N.A.S.D.”). The defendant company has requested in its counter-claim, defenses and motion to vacate the award that the Court vacate the arbitration award pursuant to Section 10(a)(4) of the Federal Arbitration Act because the arbitrators exceeded then’ authority. For the reasons which follow, the defendant’s motion is granted.

I

In this controversy, Plaintiff Barbara Lin-dell is an individual resident of the State of Michigan.…

2Cases cited12 opinions

  1. Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
  2. At&T Technologies, Inc. v. Communications WorkersSupreme Court of the United States · 1986
  3. Fed. Sec. L. Rep. P 98,943 Merrill Lynch, Pierce, Fenner & Smith, Inc. And Sam Alberico v. Stanley F. JarosCourt of Appeals for the Sixth Circuit · 1995
  4. Fed. Sec. L. Rep. P 98,321 Timothy L. Ford v. Hamilton Investments, Inc.Court of Appeals for the Sixth Circuit · 1994
  5. Fed. Sec. L. Rep. P 96,619 Edward D. Jones & Company and Gary Aleff v. Duane Sorrells, Mildred Sorrells and Curt SorrellsCourt of Appeals for the Seventh Circuit · 1992

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3Cited by1 opinion

  1. MID-OHIO SECURITIES CORP. v. Estate of BurnsDistrict Court, D. Nevada · 2011

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