Securities and Exchange Commission v. Mogler

1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA 8 Securit ies and Exchange Commission, ) No. CV-15-01814-PHX-SPL ) 9 ) 10 Plaintiff, ) ORDER vs. ) ) 11 ) Mogler et al., ) 12 ) 13 Defendants. ) ) 14 ) 15 Before the Court are the Securities and Exchange Commission’s (“SEC”) Motion 16 for Summary Judgment as to Liability and Non-Monetary Relief (the “Motion”) (Doc. 99- 17 1) and defendant Hinkeldey’s Response to the Motion (Doc. 105). Defendants Mogler, 18 Polanchek, and Stevens have not filed a response to the Motion. 19 I. Background1 20 On September 10, 2015,…