Legal Opinion
Dacey v. Morgan Stanley Dean Witter & Co.
District Court, S.D. New York
Decided May 22, 2003No. 02CIV.4449(LTS)(THK)PublishedCited by 15 opinions
1Opinion of the Court
MEMORANDUM AND ORDER
SWAIN, District Judge.
Plaintiff Daniel Dacey (“Dacey”) brings this pututative class action against Defendant Morgan Stanley Dean Witter Co. (“Morgan Stanley”), alleging that Defendant breached certain customer agreements by failing to perform certain duties to its customers in connection with stock purchase recommendations. Defendant has moved to dismiss the complaint as preempted by the Securities Litigation Uniform Standards Act of 1998 (“SLU-SA”). Plaintiff has cross-moved to remand the action to state court. In addition, Plaintiff seeks an award of attorneys’ fees,…
2Cases cited9 opinions
- Superintendent of Insurance of New York v. Bankers Life & Casualty Co.Supreme Court of the United States · 1971
- Fed. Sec. L. Rep. P 92,706 Barry Saxe v. E.F. Hutton & Company, Inc., Scott A. Howard and Hanger Associates, Inc.Court of Appeals for the Second Circuit · 1986
- Araujo v. John Hancock Life InsuranceDistrict Court, E.D. New York · 2002
- Prager v. Knight/Trimark Group, Inc.District Court, D. New Jersey · 2000
- In Re Lutheran Brotherhood Variable Insurance Products Co. Sales Practices LitigationDistrict Court, D. Minnesota · 2000
4 more not listed; retrieve them via the Exa API.
3Cited by15 opinions
- Ryan Rowinski, on Behalf of Himself and All Others Similarly Situated v. Salomon Smith Barney Inc., Ryan RowinskiCourt of Appeals for the Third Circuit · 2005
- Dabit v. Merrill Lynch, Pierce, Fenner & Smith, Inc.Court of Appeals for the Second Circuit · 2005
- Potter v. Janus Investment FundDistrict Court, S.D. Illinois · 2007
- Norman v. Salomon Smith Barney, Inc.District Court, S.D. New York · 2004
- In Re WorldCom, Inc. Securities LitigationDistrict Court, S.D. New York · 2004
10 more not listed; retrieve them via the Exa API.