Legal Opinion
Securities & Exchange Commission v. Coldicutt
Court of Appeals for the Ninth Circuit
Decided August 2, 2001No. 99-56169PublishedCited by 1 opinion
1Opinion of the Court
DAVID R. THOMPSON, Circuit Judge:
In 1992, the district court entered a permanent injunction by default against the appellant, Elizabeth L. Coldicutt, enjoining her from violating Sections 5(a) and 5(c) of the Securities Act, 15 U.S.C. §§ 77e(a) and 77e(c) (1994), by selling or offering to sell any securities unless and until a registration statement for such securities had been filed with the Securities and Exchange Commission. In March 1998, Coldicutt filed a motion under Federal Rule of Civil Procedure 60(b)(5) to terminate the permanent injunction. The district court denied the motion,…
2Cases cited12 opinions
- United States v. Swift & Co.Supreme Court of the United States · 1932
- Rufo v. Inmates of Suffolk County JailSupreme Court of the United States · 1992
- Continental Marketing Corporation v. Securities and Exchange CommissionCourt of Appeals for the Tenth Circuit · 1967
- SECURITIES AND EXCHANGE COMMISSION, Appellant, v. William K. WARREN, Jr., and Warren FundCourt of Appeals for the Third Circuit · 1978
- Building and Construction Trades Council of Philadelphia and Vicinity, Afl-Cio Patrick Gillespie v. National Labor Relations BoardCourt of Appeals for the Third Circuit · 1995
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3Cited by1 opinion
- Securities And Exchange Commission v. Elizabeth L. ColdicuttCourt of Appeals for the Ninth Circuit · 2001