Legal Opinion
SECURITIES AND EXCHANGE COMMISSION, Appellant, v. William K. WARREN, Jr., and Warren Fund
Court of Appeals for the Third Circuit
Decided September 1, 1978No. 77-2531PublishedCited by 36 opinions
1Opinion of the Court
OPINION OF THE COURT
ROSENN, Circuit Judge.
This appeal by the Securities and Exchange Commission (“the Commission” or “SEC”) is from an order of the district court for the Western District of Pennsylvania dissolving a permanent injunction entered by consent against William K. Warren, Jr., and the Warren Fund, appellees, restraining them from future violations of the margin requirements of the Securities and Exchange Act, 15 U.S.C. § 78g(d), and Regulation U promulgated thereunder.
I
On November 15, 1973, the Commission filed an injunctive action against the defendant, William K. Warren, Jr.,…
2Cases cited10 opinions
- United States v. Swift & Co.Supreme Court of the United States · 1932
- United States v. United Shoe MacHinery Corp.Supreme Court of the United States · 1968
- Richard J. Mayberry v. James F. Maroney, Superintendent, State Correctional Institution, Pittsburgh, PennsylvaniaCourt of Appeals for the Third Circuit · 1977
- King-Seeley Thermos Co. v. Aladdin Industries, IncorporatedCourt of Appeals for the Second Circuit · 1969
- Humble Oil & Refining Co. v. American Oil Co.Court of Appeals for the Eighth Circuit · 1969
5 more not listed; retrieve them via the Exa API.
3Cited by36 opinions
- Securities & Exchange Commission v. LawbaughDistrict Court, D. Maryland · 2005
- Jane Fortin, Etc. v. Commissioner of the Massachusetts Department of Public WelfareCourt of Appeals for the First Circuit · 1982
- New York State Ass'n for Retarded Children, Inc. v. CareyCourt of Appeals for the Second Circuit · 1983
- Warren C. Nelson v. George Collins, John H. X. Washington v. Gerald A. KellerCourt of Appeals for the Fourth Circuit · 1981
- Belitskus v. PizzingrilliCourt of Appeals for the Third Circuit · 2003
31 more not listed; retrieve them via the Exa API.