Legal Opinion

Continental Marketing Corporation v. Securities and Exchange Commission

Court of Appeals for the Tenth Circuit

Decided December 26, 1967No. 9199PublishedCited by 79 opinions

1Opinion of the Court

DAVID T. LEWIS, Circuit Judge.

Continental-Marketing Corporation appeals from an order entered by the District Court for the District of Utah preliminarily enjoining the company from offering for sale and selling investment contracts for the “sale, care, management, replacement or resale of live beaver for breeding purposes,” in violation of the anti-fraud provisions contained in Section 17(a) of the Securities Act of 1933, 15 U.S.C. § 77q(a), and Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and Rule 10b-5 thereunder, 17 C.F.R. 240.10b-5. Continental is the sole…

2Cases cited4 opinions

  1. Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
  2. Securities & Exchange Commission v. C. M. Joiner Leasing Corp.Supreme Court of the United States · 1943
  3. D. H. Roe and Stratoray Oil, Inc. v. United StatesCourt of Appeals for the Fifth Circuit · 1961
  4. Securities & Exchange Commission v. Orange Grove TractsDistrict Court, D. Massachusetts · 1962

3Cited by79 opinions

  1. Fed. Sec. L. Rep. P 93,748 Securities and Exchange Commission v. Glenn W. Turner Enterprises, Inc.Court of Appeals for the Ninth Circuit · 1973
  2. Aldrich v. McCulloch Properties, Inc.Court of Appeals for the Tenth Circuit · 1980
  3. Fed. Sec. L. Rep. P 94,710 Securities and Exchange Commission v. Koscot Interplanetary, Inc.Court of Appeals for the Fifth Circuit · 1974
  4. The Johns Hopkins University v. William E. HuttonCourt of Appeals for the Fourth Circuit · 1970
  5. Fed. Sec. L. Rep. P 94,788 Jack Kerbs v. Fall River Industries, Inc., a Colorado CorporationCourt of Appeals for the Tenth Circuit · 1974

74 more not listed; retrieve them via the Exa API.

Showing a preview — retrieve the full document via the Exa API.

Powered by the Exa API