Legal Opinion
Securities & Exchange Commission v. Kovzan
District Court, D. Kansas
Decided August 4, 2011No. Case No. 11-2017-JWLPublishedCited by 4 opinions
1Opinion of the Court
MEMORANDUM AND ORDER
JOHN W. LUNGSTRUM, District Judge.
In this case, the Securities Exchange Commission (“SEC”) has brought various claims against defendant Stephen M. Kovzan under the federal Securities Act of 1933 (“Securities Act”), 15 U.S.C. § 77a et seq., and the federal Securities Exchange Act of 1934 (“Exchange Act”), 15 U.S.C. § 78a et seq. The matter is presently before the Court on defendant’s motion to dismiss the amended complaint (Doc. # 23). For the reasons set forth below, the motion is granted in part and denied in part. The motion is granted with respect to Counts One, Two,…
2Cases cited49 opinions
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- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
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3Cited by4 opinions
- Securities & Exchange Commission v. GoldstoneDistrict Court, D. New Mexico · 2013
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