Legal Opinion
Montford & Co. v. Securities & Exchange Commission
Court of Appeals for the D.C. Circuit
Decided July 10, 2015No. 14-1126PublishedCited by 3 opinions
1Opinion of the Court
Opinion for the Court filed by Senior Circuit Judge SENTELLE.
SENTELLE, Senior Circuit Judge:
Petitioners Montford and Company, Inc., and Ernest V. Montford, Sr., petition this court for review of a final order of the Securities and Exchange Commission finding that petitioners violated Sections 204, 206, and 207 of the Investment Advisors Act of 1940, 15 U.S.C. §§ 80b-4, 80b-6(l)-(2), 80b-7, and Advisors Act Rule 204-1(a)(2), 17 C.F.R. § 275.204-l(a)(2). In re Montford & Co., Inc., Investment Advisors Act Release No. 3829, 2014 WL 1744130 (May 2, 2014). The Commission determined that, by…
2Cases cited13 opinions
- Chevron U. S. A. Inc. v. Natural Resources Defense Council, Inc.Supreme Court of the United States · 1984
- Securities & Exchange Commission v. Chenery Corp.Supreme Court of the United States · 1947
- United States v. James Daniel Good Real PropertySupreme Court of the United States · 1993
- Martin v. Occupational Safety & Health Review CommissionSupreme Court of the United States · 1991
- Securities & Exchange Commission v. ZandfordSupreme Court of the United States · 2002
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3Cited by3 opinions
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