Legal Opinion
Securities and Exchange Commission v. Commonwealth Equity Services, LLC
District Court, D. Massachusetts
Decided March 29, 2024No. 1:19-cv-11655Unknown
1Opinion
UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS SECURITIES AND EXCHANGE * COMMISSION, * * Plaintiff, * * v. * Civil Action No. 1:19-cv-11655-IT * COMMONWEALTH EQUITY SERVICES, * LLC d/b/a COMMONWEALTH * FINANCIAL NETWORK, * * Defendant. * MEMORANDUM & ORDER March 29, 2024 TALWANI, D.J. Pending before the court are Plaintiff Securities and Exchange Commission’s (“SEC”) Motion for Entry of Final Judgment [Doc. No. 121] and Motion to Strike the Declaration of Alex J. Russell [Doc. No. 128]. For the following reasons, Plaintiff’s Motion to Strike is GRANTED and its Motion for Entry of…
2Cases cited15 opinions
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Liu v. SEC. & Exch. Comm'nSupreme Court of the United States · 2020
- Securities & Exchange Commission v. SargentCourt of Appeals for the First Circuit · 2003
- Curet-Velazquez v. Acemla De Puerto Rico, Inc.Court of Appeals for the First Circuit · 2011
- Advanced Analytics, Inc. v. Citigroup Global Markets, Inc.District Court, S.D. New York · 2014
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