Legal Opinion
Mishkin v. Ageloff
District Court, S.D. New York
Decided January 15, 2004No. 97 CIV.2690(VM)PublishedCited by 9 opinions
1Opinion of the Court
DECISION AND ORDER
MARRERO, District Judge.
I. BACKGROUND
Plaintiff, as trustee (the “Trustee”) for the liquidation of the business of Adler, Coleman Clearing Corp. (“Adler”), brought this action pursuant to the Securities Investor Protection Act of 1970 (“SIPA”), 15 U.S.C. §§ 78aaa-78lll, alleging violations of federal securities laws and state common law fraud. Defendants (collectively “Defendants”) were traders and/or brokers of Hanover Sterling & Company, Ltd. (“Hanover”), an introducing broker/dealer firm for which Adler served as clearinghouse. In related proceedings addressing claims…
2Cases cited9 opinions
- Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
- Jocelyn Whidbee, Shirlene Tranquille v. Garzarelli Food Specialties, Inc., Ed and John Garzarelli, OwnersCourt of Appeals for the Second Circuit · 2000
- United States v. Bertram L. PodellCourt of Appeals for the Second Circuit · 1978
- Jackson v. Mishkin (In Re Adler, Coleman Clearing Corp.)District Court, S.D. New York · 2001
- National Labor Relations Board v. Thalbo Corporation and G.B. Motel Management, D/B/A Ramada Inn NewburghCourt of Appeals for the Second Circuit · 1999
4 more not listed; retrieve them via the Exa API.
3Cited by9 opinions
- Doe v. AlsaudDistrict Court, S.D. New York · 2016
- In Re Adler, Coleman Clearing Corp.District Court, S.D. New York · 2005
- Breeden v. Bennett (In re Bennett Funding Group, Inc.)United States Bankruptcy Court, N.D. New York · 2007
- Mishkin v. GurianDistrict Court, S.D. New York · 2005
- Belsito v. County of ErieDistrict Court, W.D. New York · 2021
4 more not listed; retrieve them via the Exa API.