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Legal Opinion

Securities & Exchange Commission v. Long

District Court, N.D. Illinois

Decided June 25, 2024No. 1:23-cv-14260Unknown

1Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Case No. 23 C 14260 v. Honorable Sunil R. Harjani ADAM R. LONG, L2 CAPITAL, LLC, and OASIS CAPITAL, LLC, Defendant. MEMORANDUM OPINION AND ORDER In this lawsuit, the Securities and Exchange Commission (SEC) brings this action against Defendants Adam R. Long, L2 Capital, LLC, and Oasis Capital, LLC alleging violations of Section 15(a)(1) of the Securities Exchange Act of 1934 by acting as unregistered securities dealers. Having considered the allegations of…

2Cases cited6 opinions

  1. Ashcroft v. IqbalSupreme Court of the United States · 2009
  2. Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
  3. Dan Richards v. Michael MitcheffCourt of Appeals for the Seventh Circuit · 2012
  4. United States Securities & Exchange Commission v. BengerDistrict Court, N.D. Illinois · 2010
  5. Securities and Exchange Commission v. Ibrahim AlmagarbyCourt of Appeals for the Eleventh Circuit · 2024

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