Legal Opinion
Lankenau v. Coggeshall & Hicks
Court of Appeals for the Second Circuit
Decided July 23, 1965No. 330, Docket 29403PublishedCited by 44 opinions
1Opinion of the Court
MOORE, Circuit Judge:
In February 1964 the Securities and Exchange Commission (SEC) began investigating Lester D. Brown, d/b/a L. D. Brown Co., a registered securities broker-dealer. Brown agreed to effect no further transactions until he had complied with SEC rules as to bookkeeping and net capital. He failed to comply with this agreement. From March on, the SEC received complaints from more than ten other brokers, saying that Brown *62had failed to deliver securities (of a total value of more than $64,335) which they had purchased and paid for. Cog-geshall & Hicks (C&H) were in that position…
2Cases cited44 opinions
- Kline v. Burke Construction Co.Supreme Court of the United States · 1922
- Princess Lida of Thurn and Taxis v. ThompsonSupreme Court of the United States · 1939
- Covell v. HeymanSupreme Court of the United States · 1884
- Penn Central Casualty Co. v. Pennsylvania Ex Rel. SchnaderSupreme Court of the United States · 1935
- Waterman v. Canal-Louisiana Bank & Trust Co.Supreme Court of the United States · 1909
39 more not listed; retrieve them via the Exa API.
3Cited by44 opinions
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
- Fed. Sec. L. Rep. P 93,072 Securities and Exchange Commission v. Texas Gulf Sulphur Company, a Texas CorporationCourt of Appeals for the Second Circuit · 1971
- In the Matter of Carl Walsh, a Witness Before the Special September 1978 Grand Jury. Appeal of United States of AmericaCourt of Appeals for the Seventh Circuit · 1980
- Eberhard v. MarcuCourt of Appeals for the Second Circuit · 2008
- Securities & Exchange Commission v. R. J. Allen & Associates, Inc.District Court, S.D. Florida · 1974
39 more not listed; retrieve them via the Exa API.