UBS Financial Services, Inc. v. Branton
Court of Appeals of Texas
1Opinion of the Court
OPINION
DIXON W. HOLMAN, Justice.
This is a securities case in which Bill Branton (“Branton”) sued UBS Financial Services., Inc. (fk/a UBS PaineWebber, Inc.), UBS Global Asset Management, Inc., and two UBS brokers, Kortney J. Paul and William Riley (collectively “UBS,” when appropriate) for various causes of action arising out of brokerage agreements entered into between Branton and UBS.
UBS filed a motion to compel arbitration pursuant to five of the brokerage agreements signed by Branton. After two evi-dentiary hearings, 1 the trial court denied UBS’s motion; the trial court’s denial order did…
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