Legal Opinion
Fed. Sec. L. Rep. P 95,902 Franklin Savings Bank of New York v. Gustave L. Levy
Court of Appeals for the Second Circuit
Decided March 9, 1977No. 292, Docket 76-7178PublishedCited by 35 opinions
1Opinion of the Court
MULLIGAN, Circuit Judge:
This is an appeal from a judgment of the United States District Court for the Southern District of New York entered on January 13, 1976 following a nine-day bench trial before the Hon. Charles M. Metzner, District Judge. Defendants-appellants, Goldman, Sachs & Co. and its general partners (Goldman, Sachs), were found to have violated § 12(2) of the Securities Act of 1933, 15 U.S.C. § 77/(2), and § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and the Securities Exchange Commission Rule 10b-5, 17 C.F.R. § 240.10b-5. The violations were based on a…
2Cases cited19 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Blue Chip Stamps v. Manor Drug StoresSupreme Court of the United States · 1975
- Fed. Sec. L. Rep. P 95,614 the Exchange National Bank of Chicago v. Touche Ross & Co.Court of Appeals for the Second Circuit · 1976
- Myzel v. FieldsCourt of Appeals for the Eighth Circuit · 1967
- Fed. Sec. L. Rep. P 93,213 Hill York Corporation v. American International Franchises, Inc., Gurn H. FreemanCourt of Appeals for the Fifth Circuit · 1971
14 more not listed; retrieve them via the Exa API.
3Cited by35 opinions
- Fed. Sec. L. Rep. P 97,372 Henry T. Sanders v. John Nuveen & Co., Inc., Investors Diversified Services, Inc. And Investors Syndicate of America, Inc.Court of Appeals for the Seventh Circuit · 1980
- Securities & Exchange Commission v. Softpoint, Inc.District Court, S.D. New York · 1997
- Wigand v. Flo-Tek, Inc.Court of Appeals for the Second Circuit · 1979
- ALTON BOX BOARD COMPANY, Appellant, v. GOLDMAN, SACHS AND COMPANY, AppelleeCourt of Appeals for the Eighth Circuit · 1977
- Fed. Sec. L. Rep. P 96,052 United States of America v. James Leonard BrownCourt of Appeals for the Second Circuit · 1977
30 more not listed; retrieve them via the Exa API.