Legal Opinion

McGinn, Smith & Co., Inc. v. Financial Industry Regulatory Authority

District Court, District of Columbia

Decided May 15, 2011No. Civil Action No. 2011-0825Published

1Opinion of the Court

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA MCGINN, SMITH & CO., INC. et al., Plaintiffs, v. Civil Action No. 11-825 (CKK) FINANCIAL INDUSTRY REGULATORY AUTHORITY, Defendant. MEMORANDUM OPINION (May 15, 2011) This action was filed on May 2, 2011 by pro se Plaintiffs David L. Smith and Timothy M. McGinn for injunctive relief against Defendant Financial Industry Regulatory Authority (“FINRA”).1 Plaintiffs seek to compel FINRA to stay a disciplinary proceeding that is scheduled to begin on May 16, 2011 until the conclusion of a civil proceeding pending against Plaintiffs in the…

2Cases cited24 opinions

  1. Winter v. Natural Resources Defense Council, Inc.Supreme Court of the United States · 2008
  2. Lugar v. Edmondson Oil Co.Supreme Court of the United States · 1982
  3. Mazurek v. ArmstrongSupreme Court of the United States · 1997
  4. Rowland v. California Men's Colony, Unit II Men's Advisory CouncilSupreme Court of the United States · 1993
  5. Blum v. YaretskySupreme Court of the United States · 1982

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