Legal Opinion
Cancanon v. Smith Barney, Harris, Upham & Co.
Court of Appeals for the Eleventh Circuit
Decided December 10, 1986No. 85-5579PublishedCited by 62 opinions
1Per curiam
This is an appeal from an order denying arbitration on a claim brought pursuant to § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and Rule 10b-5 thereunder, and compelling arbitration of state law claims of negligence, civil theft and fraud. All claims involve alleged misrepresentation and “churning” in connection with a securities account.
Smith Barney moved to compel arbitration of both the 10b-5 claim and the state law claims. In so doing, Smith Barney produced photocopies of securities account agreements which provided that “[a]ny controversy between Smith Barney and…
2Cases cited14 opinions
- Prima Paint Corp. v. Flood & Conklin Mfg. Co.Supreme Court of the United States · 1967
- Wilko v. SwanSupreme Court of the United States · 1953
- Par-Knit Mills, Inc. v. Stockbridge Fabrics Company, Ltd.Court of Appeals for the Third Circuit · 1980
- Interocean Shipping Company v. National Shipping and Trading Corporation and Hellenic International Shipping, S.A.Court of Appeals for the Second Circuit · 1972
- Belke v. Merrill Lynch, Pierce, Fenner & SmithCourt of Appeals for the Eleventh Circuit · 1982
9 more not listed; retrieve them via the Exa API.
3Cited by62 opinions
- Rosenthal v. Great Western Financial Securities Corp.California Supreme Court · 1996
- Sandvik Ab v. Advent International Corp Advent International Gmbh Global Private Equity III L.P. Global Private Equity Iii-A L.P. Global Private Equity Iii-B L.P. Advent Pggm Global L.P. Advent Partners Gpe-Iii Lp Advent Partners (Na) Gpe-Iii L.P. Advent Euro-Italian Direct Investment Program L.P. Advent European Co-Investment Program L.P. Advent Partners L.P. Ralf Huep Global Private Equity Iii-C L.P. Advent International Corp. Global Private Equity III L.P. Global Private Equity Iii-A L.P. Global Private Equity Iii-B L.P. Advent Pggm Global L.P. Advent Partners Gpe-Iii Lp Advent Partners (Na) Gpe-Iii L.P. Advent Euro-Italian Direct Investment Program Advent European Co-Investment Program L.P. Advent Partners L.P. Global Private Equity Iii-C L.P.Court of Appeals for the Third Circuit · 2000
- Three Valleys Municipal Water District v. E.F. Hutton & Co.Court of Appeals for the Ninth Circuit · 1991
- Fed. Sec. L. Rep. P 96,600 Brenda Susan Chastain v. The Robinson-Humphrey Company, Inc.Court of Appeals for the Eleventh Circuit · 1992
- Beverly Burden v. Check Into Cash of Kentucky, LLCCourt of Appeals for the Sixth Circuit · 2001
57 more not listed; retrieve them via the Exa API.