Legal Opinion
Geyer v. Paine, Webber, Jackson & Curtis, Inc.
District Court, D. Wyoming
Decided February 19, 1975No. C74-176PublishedCited by 9 opinions
1Opinion of the Court
MEMORANDUM OPINION
KERR, District Judge.
The defendant has filed a motion to dismiss the third and fourth claims of plaintiffs’ complaint. The issue before the Court is whether claims for relief are stated where the claims seek to establish liability on the part of the defendant-broker based upon alleged violations of rules adopted by the New York Stock Exchange and the National Association of Securities Dealers. The rules which allegedly have been violated are Rule 405 of the New York Stock Exchange, commonly known as the “Know Your Customer Rule,” and Article III, Section 2, of the Rules of…
2Cases cited16 opinions
- Conley v. GibsonSupreme Court of the United States · 1957
- J. I. Case Co. v. BorakSupreme Court of the United States · 1964
- Fischman v. Raytheon Mfg. Co.Court of Appeals for the Second Circuit · 1951
- Colonial Realty Corporation v. Bache & Co.Court of Appeals for the Second Circuit · 1966
- Wilshire Oil Company of Texas v. L. E. Riffe, O. Homer Riffe and Thomas J. MastersonCourt of Appeals for the Tenth Circuit · 1969
11 more not listed; retrieve them via the Exa API.
3Cited by9 opinions
- Regina (Rega) Jablon v. Dean Witter & Co., and Sydney TurnerCourt of Appeals for the Ninth Circuit · 1980
- Fed. Sec. L. Rep. P 95,847 Utah State University of Agriculture and Applied Science v. Bear, Stearns & Co.Court of Appeals for the Tenth Circuit · 1977
- Noland v. GurleyDistrict Court, D. Colorado · 1983
- Plunkett v. Dominick & Dominick, Inc.District Court, D. Connecticut · 1976
- Smith v. SMITH, BARNEY, ETC.District Court, W.D. Missouri · 1981
4 more not listed; retrieve them via the Exa API.