Legal Opinion
Plunkett v. Dominick & Dominick, Inc.
District Court, D. Connecticut
Decided April 27, 1976No. Civ. N-75-161PublishedCited by 17 opinions
1Opinion of the Court
RULING ON MOTIONS TO DISMISS
NEWMAN, District Judge.
These motions to dismiss counts I, II, and III of the amended complaint by defendant Reynolds Securities, Inc. [Reynolds] and to dismiss counts II and III of the amended complaint by Dominick & Dominick, Incorporated [Dominick] raise unsettled issues concerning the secondary liability of a broker-dealer for the acts of one of its employees. 1 The complaint alleges that defendant Donald Burns began to trade excessively in the plaintiff’s account in April of 1973 when he was employed by Dominick, with whom plaintiff maintained a securities…
2Cases cited28 opinions
- J. I. Case Co. v. BorakSupreme Court of the United States · 1964
- Landry v. Federal Deposit Insurance CorporationCourt of Appeals for the Third Circuit · 1973
- Colonial Realty Corporation v. Bache & Co.Court of Appeals for the Second Circuit · 1966
- Fed. Sec. L. Rep. P 93,947 Dean Walling v. Beverly Enterprises, a California CorporationCourt of Appeals for the Ninth Circuit · 1973
- The Johns Hopkins University v. William E. HuttonCourt of Appeals for the Fourth Circuit · 1970
23 more not listed; retrieve them via the Exa API.
3Cited by17 opinions
- Fed. Sec. L. Rep. P 96,030 Henry T. Sanders v. John Nuveen & Co., Inc.Court of Appeals for the Seventh Circuit · 1977
- Rolf v. Blyth, Eastman Dillon & Co.Court of Appeals for the Second Circuit · 1978
- Fed. Sec. L. Rep. P 97,842 Joseph Vigman v. Community National Bank & Trust Co.Court of Appeals for the Fifth Circuit · 1981
- Rolf v. Blyth Eastman Dillon & Co., Inc.District Court, S.D. New York · 1977
- Jaksich v. Thomson McKinnon Securities, Inc.District Court, S.D. New York · 1984
12 more not listed; retrieve them via the Exa API.