Legal Opinion
In Re Merrill Lynch, Pierce, Fenner & Smith
Texas Court of Appeals, 5th District (Dallas)
Decided April 13, 2004No. 05-03-01314-CVPublishedCited by 12 opinions
1Opinion of the Court
OPINION
Opinion by Justice WHITTINGTON.
In this employment case, Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch) and Walter W. Brosey seek relief from the trial judge’s August 22, 2003 order denying their motion to compel arbitration and stay proceedings. Merrill Lynch employed Lisa Fox as a financial advisor. Fox sued Merrill Lynch and Brosey for breach of contract, promissory estoppel, negligent misrepresentation, and fraud, and Brosey for assault. Fox alleged Brosey had sexually harassed her and that when she reported his actions to Merrill Lynch, the company did nothing…
2Cases cited9 opinions
- Walker v. PackerTexas Supreme Court · 1992
- Jack B. Anglin Co., Inc. v. TippsTexas Supreme Court · 1992
- Perry v. ThomasSupreme Court of the United States · 1987
- In Re BassTexas Supreme Court · 2003
- Arthur H. WILLIAMS, Plaintiff-Appellee, v. CIGNA FINANCIAL ADVISORS, INC., Et Al., Defendants-AppellantsCourt of Appeals for the Fifth Circuit · 1995
4 more not listed; retrieve them via the Exa API.
3Cited by12 opinions
- VSR Financial Services, Inc v. Gordon B. McLendon, Texas Court of Appeals, 5th District (Dallas)2013
- Wachovia Securities, LLC v. Emery, Texas Court of Appeals, 1st District (Houston)2005
- Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Lockey Investment Group, L.L.C., Texas Court of Appeals, 5th District (Dallas)2006
- UBS Financial Services, Inc. v. BrantonCourt of Appeals of Texas · 2007
- Stanford Group Co. v. Tidwell, Texas Court of Appeals, 14th District (Houston)2008
7 more not listed; retrieve them via the Exa API.