Legal Opinion
Ketchum v. Green
Court of Appeals for the Third Circuit
Decided June 30, 1977No. 76-2268PublishedCited by 50 opinions
1Opinion of the Court
OPINION OP THE COURT
ADAMS, Circuit Judge.
The issue in this appeal is whether the district court erred when it dismissed the complaint in a dispute arising out of an intra-corporate contest for control of a close corporation. Specifically, we must ascertain whether the factual matrix here satisfies the “in connection with” clause present in both of § 10(b) of the Securities Exchange Act of 1934 and its administrative derivative, Rule 10b-5. Such clause requires for a cause of action that a misrepresentation be rendered in connection with a sale or purchase of a security.
I
Although the…
2Cases cited11 opinions
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- Santa Fe Industries, Inc. v. GreenSupreme Court of the United States · 1977
- Superintendent of Insurance of New York v. Bankers Life & Casualty Co.Supreme Court of the United States · 1971
- Securities & Exchange Commission v. National Securities, Inc.Supreme Court of the United States · 1969
- Perry O. Hooper, as Trustee in Bankruptcy of Consolidated American Industries, Inc. v. Mountain States Securities CorporationCourt of Appeals for the Fifth Circuit · 1960
6 more not listed; retrieve them via the Exa API.
3Cited by50 opinions
- Hoxworth v. Blinder, Robinson & Co.Court of Appeals for the Third Circuit · 1990
- George Semerenko v. Cendant Corp. Walter A. Forbes E. Kirk Shelton Cosmo Corigliano Christopher K. McLeod Ernst & Young LLP George Semerenko, Individually and on Behalf of All Others Similarly Situated, P. Schoenfeld Asset Management Llc, on Behalf of Itself and All Others Similarly Situated v. Cendant Corp. Walter A. Forbes E. Kirk Shelton Cosmo Corigliano Christopher K. McLeod Ernst & Young LLPCourt of Appeals for the Third Circuit · 2000
- In Re Catanella and EF Hutton and Co.District Court, E.D. Pennsylvania · 1984
- Angelastro v. Prudential-Bache Securities, Inc.Court of Appeals for the Third Circuit · 1985
- Rudolph v. Arthur Andersen & Co.Court of Appeals for the Eleventh Circuit · 1986
45 more not listed; retrieve them via the Exa API.