United States Securities and Exchange Commission v. Daubenspeck

IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION U.S. Securities and Exchange ) Commission, ) ) Plaintiff, ) ) ) v. ) No. 19-cv-5939 ) ) Keith G. Daubenspeck and ) Geoffrey L. Homer, ) ) Defendants. ) Memorandum Opinion and Order The U.S. Securities and Exchange Commission (“SEC”) brought this action against Defendants Keith G. Daubenspeck and Geoffrey L. Homer alleging insider trading in the stock of Ulta Beauty, Inc. (“Ulta”). Homer entered into a bifurcated settlement with the SEC in which he agreed to entry of judgment against him and imposition…