Legal Opinion
DeSteph v. Department of Banking
Connecticut Superior Court
Decided February 29, 2012No. File No. CV-10-5015042-SPublishedCited by 1 opinion
1Opinion of the CourtCohn, J.
The plaintiff, Thomas DeSteph, appeals1 from a June 4, 2010 final decision of the defendant Howard F. Pitkin, commissioner of banking/department of banking (the commissioner or the department). The final decision made permanent a prior cease and desist order issued to the plaintiff relating to sale of securities *552in violation of the Connecticut Uniform Securities Act (CUSA), General Statutes § 36b-2 et seq., and regulations promulgated thereunder, and imposed a fine of $30,000 for three violations of the act.
The plaintiff was notified on April 8, 2009, and again on July 16, 2009, that he was…
2Cases cited12 opinions
- Goldstar Medical Services, Inc. v. Department of Social ServicesSupreme Court of Connecticut · 2008
- Dragan v. Connecticut Medical Examining BoardSupreme Court of Connecticut · 1992
- BRJM, LLC v. Output Systems, Inc.Connecticut Appellate Court · 2007
- Griffin v. MuzioConnecticut Appellate Court · 1987
- Moraski v. Connecticut Board of Examiners of Embalmers & Funeral DirectorsSupreme Court of Connecticut · 2009
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3Cited by1 opinion
- Desteph v. Department of BankingConnecticut Appellate Court · 2013