Legal Opinion
Securities & Exchange Commission v. DiBella
Court of Appeals for the Second Circuit
Decided November 25, 2009No. Docket 08-1673-cv(L), 08-3797-cv(CON)PublishedCited by 93 opinions
1Opinion of the Court
Background
WESLEY, Circuit Judge:
William DiBella (“DiBella”) and North Cove Ventures LLC (“NCV”) (together “defendants-appellants”) appeal from a judgment entered in the United States District Court for the District of Connecticut (Burns, J.), following a jury verdict, in an enforcement action brought by the Securities and Exchange Commission (the “SEC”). Specifically, defendants-appellants challenge: (1) the jury having found defendants-appellants liable for aiding and abetting violations of section 10(b) (“section 10(b)”) of the Securities Exchange Act of 1934 (the “34 Act”), codified as 15…
2Cases cited28 opinions
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- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
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3Cited by93 opinions
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