Legal Opinion
Prevatte v. National Ass'n of Securities Dealers, Inc.
District Court, W.D. Michigan
Decided January 12, 1988No. Nos. K84-99 CA4, K86-116 CA4, and K86-152 CA4PublishedCited by 4 opinions
1Opinion of the Court
OPINION
BELL, District Judge.
Before this court are motions of the several defendants for dismissal and/or summary judgment, Rule 11 sanctions, and a permanent injunction. This action arises out of events relating to disciplinary action taken by the National Association of Security Dealers (NASD) against plaintiffs. The present action consolidates three suits that plaintiffs filed against the defendants.
The plaintiffs, J. Jerome Prevatte and WACO Financial, Inc., seek relief in this Court from the defendants’ alleged misconduct and resulting sanctions imposed by the NASD. Plaintiff J. Jerome…
2Cases cited9 opinions
- McKart v. United StatesSupreme Court of the United States · 1969
- Myers v. Bethlehem Shipbuilding Corp.Supreme Court of the United States · 1938
- Parisi v. DavidsonSupreme Court of the United States · 1972
- First Jersey Securities, Inc. v. BergenCourt of Appeals for the Third Circuit · 1979
- Merrill Lynch, Pierce, Fenner & Smith, Inc. v. National Association Of Securities Dealers, Inc., Et Al.Court of Appeals for the Fifth Circuit · 1980
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3Cited by4 opinions
- Michigan Coalition of Radioactive Materials Users v. GriepentrogDistrict Court, W.D. Michigan · 1991
- Prevatte v. NAT. ASS'N OF SECURITIES DEALERS, INC.District Court, W.D. Michigan · 1988
- Swirsky v. National AssociationCourt of Appeals for the First Circuit · 1997
- Swirsky v. National AssociationCourt of Appeals for the First Circuit · 1997