Legal Opinion

Prevatte v. NAT. ASS'N OF SECURITIES DEALERS, INC.

District Court, W.D. Michigan

Decided January 12, 1988No. K84-99 CA4, K86-116 CA4, and K86-152 CA4Published

1Opinion of the Court

682 F.Supp. 913 (1988)

J. Jerome PREVATTE, and WACO Financial, Inc., Individually and as Alter Ego, of WACO Financial, Inc., Plaintiff,

v.

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC., Its Agents, Officers, and Board of Governors, Individually, National Association of Securities Capital and Margin Committee, Individually, Its Officers and Agents, More Specifically, John J. Cox, Bradford Patterson, John T. Wall, James R. Yore, John E. Pinto, Jr., Craig Dearborn, Donald D. Watson, Bruce Wheeler, and Unassociated Persons, Jon C. Thompson, and Nancy J. Barber (Rose), Defendants.

J. Jerome…

2Cases cited10 opinions

  1. McKart v. United StatesSupreme Court of the United States · 1969
  2. Myers v. Bethlehem Shipbuilding Corp.Supreme Court of the United States · 1938
  3. Parisi v. DavidsonSupreme Court of the United States · 1972
  4. Merrill Lynch, Pierce, Fenner & Smith, Inc. v. National Association Of Securities Dealers, Inc., Et Al.Court of Appeals for the Fifth Circuit · 1980
  5. Fed. Sec. L. Rep. P 91,895 Securities and Exchange Commission v. Waco Financial, Inc. And J. Jerome PrevatteCourt of Appeals for the Sixth Circuit · 1985

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