Legal Opinion

Merrill Lynch, Pierce, Fenner & Smith, Inc. v. National Association Of Securities Dealers, Inc., Et Al.

Court of Appeals for the Fifth Circuit

Decided May 16, 1980No. 77-3450PublishedCited by 24 opinions

1Opinion of the Court

616 F.2d 1363

Fed. Sec. L. Rep. P 97,500

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., William J.

LaFleur, E. Richard Lewis, Plaintiffs-Appellees,

Bill Wise and James Flaggert, Plaintiffs-Intervenors-Appellees,

v.

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC., et al.,

Defendants- Appellants.

No. 77-3450.

United States Court of Appeals,

Fifth Circuit.

May 16, 1980.

Peter J. Chepucavage, Nat. Ass'n of Sec. Inc., Frank J. Wilson, Andrew McR. Barnes, Washington, D. C., for Nat. Ass'n of Sec. Dealers, Inc.

Harvey L. Pitt, S.E.C., Washington, D. C., Robert C. Pozen, Associate Gen. Counsel, Katherine Malfa,…

2Cases cited15 opinions

  1. McKart v. United StatesSupreme Court of the United States · 1969
  2. Myers v. Bethlehem Shipbuilding Corp.Supreme Court of the United States · 1938
  3. Cobbledick v. United StatesSupreme Court of the United States · 1940
  4. Renegotiation Board v. Bannercraft Clothing Co.Supreme Court of the United States · 1974
  5. Parisi v. DavidsonSupreme Court of the United States · 1972

10 more not listed; retrieve them via the Exa API.

3Cited by24 opinions

  1. Austin Municipal Securities, Inc. v. National Association of Securities Dealers, Inc., DefendantsCourt of Appeals for the Fifth Circuit · 1985
  2. Fed. Sec. L. Rep. P 99,521 Gerald R. Swirsky v. National Association of Securities DealersCourt of Appeals for the First Circuit · 1997
  3. Barbara Lewis and Colonel James Wimberley Lewis, Etc. v. Ronald Reagan, President of the United StatesCourt of Appeals for the Fifth Circuit · 1981
  4. Bruan, Gordon & Co. v. HellmersDistrict Court, S.D. New York · 1980
  5. The Sweet Life v. Elizabeth Dole, Secretary of LaborCourt of Appeals for the Fifth Circuit · 1989

19 more not listed; retrieve them via the Exa API.

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