Legal Opinion
United States Securities and Exchange Commission v. Carebourn Capital, L.P.
District Court, D. Minnesota
Decided September 20, 2024No. 0:21-cv-02114Unknown
1Opinion
UNITED STATES DISTRICT COURT DISTRICT OF MINNESOTA United States Securities and Exchange No. 21-cv-2114 (KMM/JFD) Commission, Plaintiff, v. ORDER Carebourn Capital, L.P.; Carebourn Partners, LLC, Relief Defendant; and Chip Alvin Rice; Defendants. The Securities and Exchange Commission brought this action alleging that Defendants Carebourn Capital, L.P. (“Carebourn Capital”) and Chip Alvin Rice violated Section 15(a) of the Securities Exchange Act of 1934 by acting as unregistered securities dealers. Between 2017 and 2021, through the use of convertible promissory notes, Carebourn Capital and…
2Cases cited17 opinions
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Liu v. SEC. & Exch. Comm'nSupreme Court of the United States · 2020
- Securities and Exchange Commission v. First City Financial Corporation, Ltd.Court of Appeals for the First Circuit · 1989
- Fed. Sec. L. Rep. P 98,813 Securities and Exchange Commission v. Ratilal K. PatelCourt of Appeals for the Second Circuit · 1995
- Securities & Exchange Commission v. CalvoCourt of Appeals for the Eleventh Circuit · 2004
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