Legal Opinion
Securities & Exchange Commission v. Mannion
District Court, N.D. Georgia
Decided July 1, 2014No. 1:10-cv-3374-WSDPublishedCited by 3 opinions
1Opinion of the Court
OPINION AND ORDER
WILLIAM S. DUFFEY, JR., District Judge.
This matter is before the Court on the Commission’s Motion to Dismiss [138] and the Commission’s Motion for Imposition of Remedies [144],
I. BACKGROUND
This is a civil enforcement action brought by the Securities and Exchange Commission (“SEC” or the “Commission”) under the Securities Exchange Act of 1934 (“Exchange Act”) and the Investment Advisers Act of 1940 (“Advisers Act”). On October 19, 2010, the Commission filed its Complaint [1] against Defendants Paul T. Mannion, Jr. (“Mannion”), Andrew S. Reckles (“Reckles”), PEF Advisors Ltd.…
2Cases cited20 opinions
- Larry Bonner v. City of Prichard, AlabamaCourt of Appeals for the Eleventh Circuit · 1981
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
- Klay v. United Healthgroup, Inc.Court of Appeals for the Eleventh Circuit · 2004
- Securities and Exchange Commission v. First City Financial Corporation, Ltd.Court of Appeals for the First Circuit · 1989
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3Cited by3 opinions
- United States Securities & Exchange Commission v. BengerDistrict Court, N.D. Illinois · 2014
- SECURITIES AND EXCHANGE COMMISSION v. AMBASSADOR ADVISORS, LLCDistrict Court, E.D. Pennsylvania · 2022
- U.S. Securities and Exchange Commission v. Crowd Machine, Inc.District Court, N.D. California · 2023