Legal Opinion

Fox v. Lifemark Securities Corp.

District Court, W.D. New York

Decided January 8, 2015No. 12-CV-6650PublishedCited by 7 opinions

1Opinion of the Court

DECISION AND ORDER

MICHAEL A. TELESCA, District Judge.

INTRODUCTION

Plaintiff Alan • H. Fox (“plaintiff’ or “Fox”) brings this action against LifeMark Securities Corporation (“LifeMark”) and his investment advisor Jeffrey Morrison (“Morrison”) (collectively “defendants”) pursuant to section 10(b) of the Securities Exchange Act of 1934 (15 U.S.C. §§ 78j[b]), Rule 10b-5 (17 C.F.R. § 240.10b-5), Section 20(a) of the Securities Exchange Act of 1934 (15 U.S.C. § 78t[a]), Section 17(a) of the Securities Act of 1933 (15 U.S.C. § 77q[a]) and Section 15(c)(1) of the Securities Exchange Act of 1934 (15…

2Cases cited14 opinions

  1. Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
  2. Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
  3. Scott v. HarrisSupreme Court of the United States · 2007
  4. Basic Inc. v. LevinsonSupreme Court of the United States · 1988
  5. Fed. Sec. L. Rep. P 90,328 in Re International Business MacHines Corporate Securities Litigation Charles Kowal, Peter R. Herold, Albert Ominsky, Douglas Ominsky, Andrew Ominsky, Steven Horowitz, Dina Horowitz, Joan Howard, Mark Gardy, M.E. Lifshitz, Wai Chinn, Alexander Sands, Donald Lewis, Bruce Murphy, Barnett Stepak, and William Steiner v. International Business MacHines Corporation and Frank A. Metz, Jr.Court of Appeals for the Second Circuit · 1998

9 more not listed; retrieve them via the Exa API.

3Cited by7 opinions

  1. In re Bioscrip, Inc. Securities LitigationDistrict Court, S.D. New York · 2015
  2. Brink v. Raymond James & Assocs., Inc.District Court, S.D. Florida · 2018
  3. Affholter v. Citigroup Global Markets IncDistrict Court, D. Massachusetts · 2024
  4. City of Baton Rouge/East Baton Rouge Parish v. Bank of America, N.A.District Court, M.D. Louisiana · 2021
  5. City of Baton Rouge/East Baton Rouge Parish v. Bank of America, N.A.District Court, M.D. Louisiana · 2021

2 more not listed; retrieve them via the Exa API.

Showing a preview — retrieve the full document via the Exa API.

Powered by the Exa API