Legal Opinion

Gas Natural v. E. ON AG

District Court, S.D. New York

Decided December 19, 2006No. 06 Civ. 13607(DLC)PublishedCited by 4 opinions

1Opinion of the Court

OPINION AND ORDER

COTE, District Judge.

This Opinion addresses whether a prospective tender offeror is obligated to disclose material nonpublic information under Section 14(d), 15 U.S.C. § 78n(d) (“Section 14(d)”), and Section 14(e), 15 U.S.C. § 78n(e) (“Section 14(e)”), of the Securities Exchange Act of 1934 (“Exchange Act”) in its filings with the Securities and Exchange Commission (“SEC”) that precede the commencement of a tender offer. Under the circumstances that prevail here, the answer is no.

This litigation arises in the context of a battle between European companies for control of…

2Cases cited17 opinions

  1. Swierkiewicz v. Sorema N. A.Supreme Court of the United States · 2002
  2. Rothman v. GregorCourt of Appeals for the Second Circuit · 2000
  3. Lerner v. Fleet Bank, N.A.Court of Appeals for the Second Circuit · 2006
  4. United States v. O'HaganSupreme Court of the United States · 1997
  5. Lentell v. Merrill Lynch & Co.Court of Appeals for the Second Circuit · 2005

12 more not listed; retrieve them via the Exa API.

3Cited by4 opinions

  1. Gillis v. QRX Pharma Ltd.District Court, S.D. New York · 2016
  2. Billhofer v. Flamel Technologies, SADistrict Court, S.D. New York · 2009
  3. E. ON AG v. Acciona, SADistrict Court, S.D. New York · 2007
  4. Altimeo Asset Management v. Qihoo 360 Technology Co. Ltd.District Court, S.D. New York · 2023

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