Legal Opinion
SEC. & Exch. Comm'n v. Arcturus Corp.
Court of Appeals for the Fifth Circuit
Decided January 7, 2019No. 17-10503PublishedCited by 31 opinions
1Opinion of the Court
CARL E. STEWART, Chief Judge:
The Defendants-Leon Ali Parvizian, Alfredo Gonzalez, Robert J. Balunas, Arcturus Corp., Aschere Energy, LLC, R.
*790 Thomas & Co., LLC, and AMG Energy, LLC-sold interests in several oil and gas drilling projects to investors. They never registered the interests as securities. The SEC called foul and filed this civil enforcement action. Because the Defendants failed to register interests in their drilling projects as securities, the SEC alleged that they violated Sections 10(b) and 15(a) of the Securities Exchange Act ("Exchange Act"), 15 U.S.C. §§ 78j(b), 78o(a), Rule…
2Cases cited19 opinions
- John D. Williamson, Plaintiffs-Appellants-Cross v. Gordon G. Tucker, Defendants-Appellees-CrossCourt of Appeals for the Fifth Circuit · 1981
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- Turner v. Baylor Richardson Medical CenterCourt of Appeals for the Fifth Circuit · 2007
- Reves v. Ernst & YoungSupreme Court of the United States · 1990
- Fed. Sec. L. Rep. P 94,710 Securities and Exchange Commission v. Koscot Interplanetary, Inc.Court of Appeals for the Fifth Circuit · 1974
14 more not listed; retrieve them via the Exa API.
3Cited by31 opinions
- SEC. & Exch. Comm'n v. Arcturus Corp.Court of Appeals for the Fifth Circuit · 2019
- U.S. Equal Emp't Opportunity Comm'n v. Gulf Logistics Operating, Inc.District Court, E.D. Louisiana · 2019
- Ashmore v. Dolgencorp, LLCDistrict Court, E.D. Louisiana · 2022
- Ashmore v. Dolgencorp, LLCDistrict Court, E.D. Louisiana · 2023
- Autin v. Louisiana Department of Public Safety and CorrectionsDistrict Court, E.D. Louisiana · 2021
26 more not listed; retrieve them via the Exa API.