Legal Opinion
SEC. & Exch. Comm'n v. Arcturus Corp.
Court of Appeals for the Fifth Circuit
Decided June 27, 2019No. 17-10503PublishedCited by 17 opinions
1Opinion of the Court
CARL E. STEWART, Chief Judge:
IT IS ORDERED that our prior panel opinion, Securities and Exchange Commission v. Arcturus Corporation , 912 F.3d 786 (5th Cir. 2019), is WITHDRAWN and the following opinion is SUBSTITUTED therefor.
The Defendants-Leon Ali Parvizian, Alfredo Gonzalez, Robert J. Balunas, Arcturus Corp., Aschere Energy, LLC, R. Thomas & Co., LLC, and AMG Energy, LLC-sold interests in several oil and gas drilling projects to investors. They never registered the interests as securities. The SEC called foul and filed this civil enforcement action. Because the Defendants failed to…
2Cases cited22 opinions
- John D. Williamson, Plaintiffs-Appellants-Cross v. Gordon G. Tucker, Defendants-Appellees-CrossCourt of Appeals for the Fifth Circuit · 1981
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- Turner v. Baylor Richardson Medical CenterCourt of Appeals for the Fifth Circuit · 2007
- Reves v. Ernst & YoungSupreme Court of the United States · 1990
- Fed. Sec. L. Rep. P 94,710 Securities and Exchange Commission v. Koscot Interplanetary, Inc.Court of Appeals for the Fifth Circuit · 1974
17 more not listed; retrieve them via the Exa API.
3Cited by17 opinions
- Chan v. HEI ResourcesColorado Court of Appeals · 2020
- Anthony Weber and Jerrold Rothous v. Iowa Insurance DivisionCourt of Appeals of Iowa · 2022
- Boltex Manufacturing Company v. Galperti, ICourt of Appeals for the Fifth Circuit · 2020
- Carr v. BarnettDistrict Court, N.D. Texas · 2022
- Domino v. Guardian Life Insurance Company of AmericaDistrict Court, E.D. Louisiana · 2024
12 more not listed; retrieve them via the Exa API.