Vellone v. First Union Brokerage Services, Inc.

OPINION

MESSITTE, District Judge.

This is a lawsuit brought by former customers of a brokerage house against the brokerage house, one of its employees, and certain individuals and entities who allegedly received improper control over the former customers’ assets.1 Earlier this year, Plaintiff Josephine C. Vellone filed a Motion to Compel Enforcement of Subpoenas that sought tax and related records of Defendants Ennis and Ritza Whatley, Sapphire Ministries, Inc., and Kids in His Care Christian Day Care Center, Inc. Defendants opposed the Motion on the basis of accountant-client privilege. Soon…