Legal Opinion
In Re Merrill Lynch Auction Rate Securities Litigation
District Court, S.D. New York
Decided March 31, 2010No. 09 MD 2030 (LAP)PublishedCited by 25 opinions
1Opinion of the Court
Opinion and Order
LORETTA A. PRESKA, Chief Judge.
Plaintiffs Colin Wilson, Ronald Levy, and Michael Bonde, purchasers of auction rate securities (“ARS”), bring this purported class action against Merrill Lynch & Co., Inc. (“Merrill Lynch & Co.”), a financial firm that offers wide-ranging financial services and products through its subsidiaries, and Merrill Lynch, Pierce, Fenner & Smith, Inc. (“Merrill Lynch”), a securities broker-dealer and a wholly-owned subsidiary of Merrill Lynch & Co. Plaintiffs bring their claim under Section 10(b) of the Securities Exchange Act of 1934 (“Exchange Act”),…
2Cases cited48 opinions
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- Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- ATSI Communications, Inc. v. Shaar Fund, Ltd.Court of Appeals for the Second Circuit · 2007
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
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3Cited by25 opinions
- Wilson v. Merrill Lynch & Co., Inc.Court of Appeals for the Second Circuit · 2011
- City of Austin Police Retirement System v. Kinross Gold Corp.District Court, S.D. New York · 2013
- Dalberth v. Xerox Corp.Court of Appeals for the Second Circuit · 2014
- In Re CitiGroup Inc. Bond LitigationDistrict Court, S.D. New York · 2010
- Okla. Firefighters Pension & Ret. Sys. v. Xerox Corp.District Court, S.D. Illinois · 2018
20 more not listed; retrieve them via the Exa API.