Legal Opinion
Wilson v. Merrill Lynch & Co., Inc.
Court of Appeals for the Second Circuit
Decided November 14, 2011No. Docket 10-1528-cvPublishedCited by 230 opinions
1Opinion of the Court
KATZMANN, Circuit Judge:
This case requires us to determine when a broker-dealer’s disclosures of its market activities suffice to negate a claim that these activities are “manipulative” within the meaning of the securities laws.
Plaintiff-Appellant Colin Wilson appeals from a judgment of the United States District Court for the Southern District of New York (Preska, C.J.) dismissing his complaint with prejudice. Wilson, a purchaser of auction rate securities (“ARS”), brings a purported class action lawsuit against Defendants-Appellees Merrill Lynch & Co., Inc. (“Merrill Lynch & Co.”) and…
2Cases cited31 opinions
- Ashcroft v. IqbalSupreme Court of the United States · 2009
- Chambers v. Time Warner, Inc.Court of Appeals for the Second Circuit · 2002
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Auer v. RobbinsSupreme Court of the United States · 1997
- ATSI Communications, Inc. v. Shaar Fund, Ltd.Court of Appeals for the Second Circuit · 2007
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3Cited by230 opinions
- Anschutz Corp. v. Merrill Lynch & Co.Court of Appeals for the Second Circuit · 2012
- In re Facebook, Inc., IPO Securities & Derivative LitigationDistrict Court, S.D. New York · 2014
- United States v. GordonCourt of Appeals for the Tenth Circuit · 2013
- Felder v. USTACourt of Appeals for the Second Circuit · 2022
- Goldman, Sachs & Co. v. Golden Empire Schools Financing AuthorityCourt of Appeals for the Second Circuit · 2014
225 more not listed; retrieve them via the Exa API.