Legal Opinion
Securities & Exchange Commission v. Rorech
District Court, S.D. New York
Decided December 10, 2009No. 09 Civ. 4329(JGK)PublishedCited by 43 opinions
1Opinion of the Court
OPINION AND ORDER
JOHN G. ROELTL, District Judge:
The Securities and Exchange Commission (“SEC”) brought this case against defendants Jon-Paul Rorech and Renato Negrin for alleged insider trading in credit default swaps (“CDSs”) in violation of Section 10(b) of the Securities Exchange Act of 1934 (“Exchange Act”), 48 Stat. 891, codified as amended at 15 U.S.C. § 78j(b), and Rule 10b-5, 17 C.F.R. § 240.10b-5, promulgated thereunder. The defendants both move for judgment on the pleadings pursuant to Federal Rule of Civil Procedure 12(c) and ask that the Court dismiss the SEC’s Complaint. Both…
2Cases cited28 opinions
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3Cited by43 opinions
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