Legal Opinion
Ebbe v. Concorde Inv. Servs., LLC
District Court, District of Columbia
Decided July 18, 2019No. Civil Action No. 19-10289-PBSPublishedCited by 4 opinions
1Opinion of the Court
Hon. Patti B. Saris, Chief United States District Judge
INTRODUCTION
Petitioner Kenneth Ebbe brought claims in a Financial Industry Regulatory Authority *232("FINRA") arbitration proceeding against his former investment brokers, Richard and Jill Cody;1 Richard Cody's former employer, Westminster Financial Securities, Inc. and Westminster Financial Advisory Corp. (collectively, "Westminster"); and both Codys' former employer, Concorde Investment Services, LLC ("Concorde"). Ebbe alleged that Richard Cody falsely reported an inflated value for his investments for over a decade, which caused him to…
2Cases cited38 opinions
- Mullane v. Central Hanover Bank & Trust Co.Supreme Court of the United States · 1950
- Hall Street Associates, L. L. C. v. Mattel, Inc.Supreme Court of the United States · 2008
- United Student Aid Funds, Inc. v. EspinosaSupreme Court of the United States · 2010
- Jones v. FlowersSupreme Court of the United States · 2006
- Willemijn Houdstermaatschappij, Bv v. Standard Microsystems CorporationCourt of Appeals for the Second Circuit · 1997
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3Cited by4 opinions
- Ebbe v. Concorde Inv. Servs., LLCCourt of Appeals for the First Circuit · 2020
- Green Mountain Insurance Company, Inc. v. National Interstate Insurance Company and Gary Boone, Party-in-InterestDistrict Court, D. Massachusetts · 2025
- Primoris Energy Services Corporation, Primoris Industrial Constructors v. A/Z CorporationDistrict Court, D. Massachusetts · 2026
- William Marks v. Wells Fargo Advisors, LLC, et al.District Court, D. Massachusetts · 2026