Legal Opinion · Concurring in part, dissenting in part

Goldman, Sachs & Co. v. City of Reno

Court of Appeals for the Ninth Circuit

Decided March 31, 2014No. 13-15445Published

1Concurring in part, dissenting in partBattaglia, District Judge

I concur with Parts III-A and III-B of the Majority’s opinion.

I concur that the district court erroneously concluded that Goldman, Sachs & Co. (“Goldman”), as a member of the Financial Industry Regulatory Authority (“FINRA”), agreed to FINRA arbitration on the issue of arbitrability itself. Rather, courts should decide where an agreement does not provide “clear and unmistakable” evidence that the parties intended FINRA *748would determine the issue of arbitrability. Thus, the district court erred in delegating this matter to FINRA.

I also concur with the Majority’s conclusion that a “customer” is…

2Cases cited16 opinions

  1. Citigroup Global Markets, Inc. v. VCG Special Opportunities Master Fund Ltd.Court of Appeals for the Second Circuit · 2010
  2. UBS Financial Services, Inc. v. West Virginia University Hospitals, Inc.Court of Appeals for the Second Circuit · 2011
  3. Worldcrisa Corporation and Crisa Corporation v. Patrick J. ArmstrongCourt of Appeals for the Second Circuit · 1997
  4. Beal Savings Bank v. SommerNew York Court of Appeals · 2007
  5. Applied Energetics, Inc. v. NewOak Capital Markets, LLCCourt of Appeals for the Second Circuit · 2011

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