Securities & Exchange Commission v. Galaxy Foods, Inc.
District Court, E.D. New York
1Opinion of the Court
MEMORANDUM OF DECISION
NEAHER, District Judge.
Plaintiff Securities and Exchange Commission (“SEC”) brought this action pursuant to § 20(b) of the Securities Act of 1933 (“the Securities Act”), 15 U.S.C. § 77t(b), and § 21(e) of the Securities and Exchange Act (“the Exchange Act”), 15 U.S.C. § 78u(e), alleging violations by defendants of the § 5 registration provisions of the Securities Act, 15 U.S.C. § 77e, and the anti-fraud provisions of both acts, § 17(a) of the Securities Act and § 10(b) of the Exchange Act, 15 U.S.C. § 77q(a) and 15 U.S.C. § 78j(b). Named as defendants are Galaxy Foods,…
2Cases cited57 opinions
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- United Housing Foundation, Inc. v. FormanSupreme Court of the United States · 1975
- Tcherepnin v. KnightSupreme Court of the United States · 1967
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3Cited by17 opinions
- Fed. Sec. L. Rep. P 92,021 Securities and Exchange Commission v. Larry D. Blavin, D/B/A Providence Investment AdvisoryCourt of Appeals for the Sixth Circuit · 1985
- In Re Energy Systems Equipment Leasing Securities LitigationDistrict Court, E.D. New York · 1986
- Kelley v. CarrDistrict Court, W.D. Michigan · 1977
- Securities & Exchange Commission v. National Executive Planners, Ltd.District Court, M.D. North Carolina · 1980
- Securities & Exchange Commission v. Penn Central Co.District Court, E.D. Pennsylvania · 1978
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