Metzner v. DH Blair & Co., Inc.
District Court, S.D. New York
1Opinion of the Court
EDWARD WEINFELD, District Judge.
Plaintiffs brought this action against D.H. Blair & Co., Inc., a brokerage firm, J. Morton Davis, its president and principal executive and operating officer, Theodore Rosen and Peter Rosen, two D.H. Blair registered representatives, and Lena Berger, a former D.H. Blair registered representative, alleging breach of a fiduciary duty in violation of Section 404(a)(1) of the Employment Retirement Income Security Act of 1974 (ERISA); 1 securities fraud in violation of Section 10(b) of the Securities Exchange Act of 1934; 2 unlawful extensions of credit in violation…
2Cases cited23 opinions
- Conley v. GibsonSupreme Court of the United States · 1957
- Shaw v. Delta Air Lines, Inc.Supreme Court of the United States · 1983
- Cort v. AshSupreme Court of the United States · 1975
- Merrill Lynch, Pierce, Fenner & Smith, Inc. v. CurranSupreme Court of the United States · 1982
- Haroco, Inc. v. American National Bank and Trust Company of Chicago, Walter E. Heller International Corporation, & Ronald J. GrayheckCourt of Appeals for the Seventh Circuit · 1985
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3Cited by18 opinions
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- Dubin v. E.F. Hutton Group Inc.District Court, S.D. New York · 1988
- Theatre Party Associates, Inc. v. Shubert Organization, Inc.District Court, S.D. New York · 1988
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